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The Series 55 is an exam and qualification, which is also referred to as the Equity Trader Qualification Exam. As this alternate name suggests, the Series 55 tests a financial professional's ability to handle a job in equity trading. In fact, the exam was developed through a deep analysis of the many functions a typical trader performs throughout their work week. In order to take the Series 55 exam, a candidate must first possess either a Series 67 or Series 7 qualification.
Professionals who are planning to take the exam should prepare to answer 110 multiple-choice questions within the exam's three-hour time limit. In order to pass the Series 55, test-takers must answer at least 67% of the questions correctly. The exam covers a broad range of topics in categories such as trading, ordering handling, record keeping, and regulatory reporting. In that sense, individuals planning on taking the Series 55 exam should spend an ample amount of time studying before test-day.