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The Series 37 exam (or Canada Securities Representative Exam - With Options) is the Canadian equivalent of the Series 7 exam. It is administered by the Financial Industry Regulatory Authority (FINRA) and allows students who pass it to work in the United States as well as Canada. The Series 37 is a comprehensive test however, so preparing for it can be a challenging task. If you're looking for test prep help, Varsity Tutors can help you find an experienced Series 37 tutor who suits your needs.
The Series 37 consists of 90 multiple-choice questions administered on a computer over a two-and-a-half-hour testing period. The exam's syllabus breaks its contents into five job functions that financial professionals are expected to perform, including Seeking Business for the Broker-Dealer Through Customers and Potential Customers (25%), Evaluating Customers' Other Security Holdings, Financial Situation and Needs, Financial Status, Tax Status, and Investment Objectives (13%), Opening Accounts, Transferring Assets, and Maintaining Appropriate Account Records (20%), Providing Customers With Information on Investment and Making Suitable Recommendations (17%), and Obtaining and Verifying Customer Purchase and Sale Instructions, Entering Orders, and Following Up (25%).