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Series 11 is a securities license that allows those credentialed with it to provide securities quotes and accepted unsolicited customer orders for execution. It is often taken by brokerage sales assistants who interact often with clients. The Series 11 exam tests entry-level assistant representatives for order processing. It has 50 multiple-choice questions that are grouped into four distinct categories: types of securities, customer accounts and orders, securities markets, and securities industry regulation. Test-takers have one hour to complete the exam and must get at least 70% of the questions correct to obtain their Series 11 credential.
If you're currently working as an assistant representative for order processing or hope to find a job in this industry, taking the Series 11 exam is a smart first step. This is because job seekers who already have their Series 11 qualification are more attractive to potential employers. Preparing for the Series 11 exam can be a stressful process. However, you don't have to go through it alone. Varsity Tutors can connect you with a Series 11 tutor who can help you set up a test preparation process that can give you the tools you need to work towards your full potential.