Series 66 Quiz
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CLIENT INVESTMENT RECOMMENDATIONS AND STRATEGIES
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An adviser is establishing strategic asset allocations for two clients, both aged 45 with $400,000 in invested assets and similar stated risk tolerance. Client W is a tenured professor whose defined-benefit pension will cover basic retirement expenses. Client X is a real estate agent whose income depends on commissions and who has no pension. The adviser is using an integrated asset allocation approach that treats human capital as part of each client's total economic balance sheet.
Which allocation adjustment is most consistent with this approach?
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