Securities Industry Essentials SIE Quiz
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TRADING, CUSTOMER ACCOUNTS, AND PROHIBITED ACTIVITIES
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According to the USA PATRIOT Act, records relating to customer identity verification must be maintained by a broker-dealer for at least:
A
three years after the account is opened.
B
five years after the account is opened.
C
three years after the account is closed.
D
five years after the account is closed.
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